基于卷积神经网络的归一化I-V曲线光伏故障诊断及可解释性分析

Abstract Countries worldwide are expanding the adoption of renewable energy to achieve carbon neutrality by 2050. Among the renewable sources, solar energy has experienced the fastest growth and largest deployment. As the number of photovoltaic (PV) plants increases, the operation and maintenance market expands, along with fault-diagnosis technologies that integrate traditional methods with artificial intelligence. This study proposes a fault-diagnosis technique that utilizes normalized current–voltage (I–V) curves of PV strings and a convolutional neural network (CNN). Measured I–V curves were normalized using a simulation model considering irradiance, module temperature, and degradation rate. The normalized curves were labeled as normal or as one of six fault types based on patterns and electrical parameters. A CNN trained with these data achieved training and validation accuracies of 99.34% and 99.39%, respectively. Layer-wise and occlusion sensitivity analyses were performed to interpret the classification process of CNN. Additionally, in a PV string where normal and faulty conditions were simulated, the trained CNN classified measured I–V curves with an average accuracy of 98.3%. When evaluated at an operational PV plant, the PVDF model prioritized the dominant I–V curve pattern for fault classification and successfully classified faults with subtle patterns.