利用SHAP值理解传统与非传统建筑群中乡村形态与光伏发电潜力之间的关系

Abstract Rural areas have a large quantity of rooftops and facades appropriate for installing PV panels . However, the unclear impact of rural morphology on PV potential hinders their effective utilization. To address this challenge, this study examined 300 clusters of traditional and non-traditional rural buildings in Nanjing. 17 morphological indicators were identified, representing plot shape, built density, building form, and terrain variation. The annual PV power generation and Levelized cost of electricity (LCOE) were simulated. Using an explainable machine learning framework (XGBoost algorithm combined with SHAP values), we explored the relationship between rural building morphology and PV potential. The results revealed that mean building height (BH) and floor area ratio (FAR) are key factors for PV power generation, while only BH is crucial for LCOE. As BH and FAR increase, PV generation declines, while LCOE rises. Particularly, BH has a stronger influence on technical potential in traditional clusters, whereas FAR plays a comparable role in non-traditional ones. Using these indicators, rural clusters can be categorized into three typologies for technical potential: low BH-low FAR, high BH-low FAR, and high BH-high FAR, and two for economic potential: low BH and high BH, with mean values being 176.1, 134, 121.5 kWh/m 2 /y, and 0.5, 0.53 CHY/kWh, respectively. A demonstration conducted outside Nanjing showed that our findings can be applied to the broader Yangtze River Delta region with a maximum error of less than 15 %. This study provides insights to inform rural PV policy-making and system planning, which are essential for China's low-carbon energy transition.